Prepare and Protect:

Let us help you navigate the cycles

ACTIVE RISK-MANAGED ETFS

 

WBI’s active investment process seeks to manage risk to capital, unleash the benefits of compounding, and grow capital efficiently through good and bad market cycles. Our Bull|Bear ETFs combine our time-tested, multi-factor security selection models with our advanced dynamic trailing stop process to protect capital.

TREND SWITCH ETFS

 

WBI has utilized domestic stock and fixed income trend models in our quantitative management process for nearly 30 years. The Trend Switch ETFs are designed to give investors simple solutions aiming to optimize outcomes in bull and bear market cycles.

POWER FACTOR ETFS

 

WBI’s multi-factor security selection models have been time-tested over three decades to develop the most powerful factor combinations to find the strongest dividend stocks to buy. Our Power Factor ETF unleashes the power of WBI’s sophisticated security selection to identify 50 stocks that have a deep value bias, quality fundamentals, and an attractive yield. Quarterly rebalancing provides a more active approach than you would find in similar offerings.

FEATURED PRODUCTS

WBIE

WBI Bull|Bear
Rising Income 3000 ETF

WBIY

WBI Power Factor® High Dividend ETF

WBIT

WBI Bull|Bear Trend Switch US 3000 Total Return

WBII

WBI Bull|Bear
Global Income ETF

ALL FUNDS

Fund Information
 As of: 09/22/2020
NAV Daily Change Fact Sheet Holdings
$18.47
- $0.20
DateAccountStockTickerCUSIPSecurityNameSharesPriceMarketValueWeightingsNetAssetsSharesOutstandingCreationUnitsMoneyMarketFlagIncomeByPosition
09/23/2020WBIYPM718172109PHILIP MORRIS INTL INC40,02675.8100003034371.067.82%38782590.0021000004248031.20
09/23/2020WBIYT00206R102AT&T INC99,24628.5100002829503.467.30%38782590.002100000420.00
09/23/2020WBIYXOM30231G102EXXON MOBIL CORP68,11435.5300002420090.426.24%38782590.002100000420.00
09/23/2020WBIYABBV00287Y109ABBVIE INC21,41588.6000001897369.004.89%38782590.002100000420.00
09/23/2020WBIYIBM459200101INTERNATIONAL BUSINESS MACHS COM15,059120.5100001814760.094.68%38782590.002100000420.00
09/23/2020WBIYLUMN156700106CENTURYLINK INC176,59710.2600001811885.224.67%38782590.002100000420.00
09/23/2020WBIYLYBN53745100LYONDELLBASELL INDUSTRIES N V SHS - A -24,63073.5100001810551.304.67%38782590.002100000420.00
09/23/2020WBIYIP460146103INTERNATIONAL PAPER CO44,40340.7800001810754.344.67%38782590.002100000420.00
09/23/2020WBIYKHC500754106KRAFT HEINZ CO55,77129.2300001630186.334.20%38782590.002100000420.00
09/23/2020WBIYSTXG7945M107SEAGATE TECHNOLOGY PLC30,04847.7100001433590.083.70%38782590.002100000420.00
09/23/2020WBIYIPG460690100INTERPUBLIC GROUP COS INC72,04216.6800001201660.563.10%38782590.002100000420.00
09/23/2020WBIYXRX98421M106XEROX HOLDINGS CORP57,38818.2400001046757.122.70%38782590.002100000420.00
09/23/2020WBIYSPKE846511103SPARK ENERGY INC98,5828.420000830060.442.14%38782590.002100000420.00
09/23/2020WBIYHBI410345102HANESBRANDS INC50,10315.640000783610.922.02%38782590.002100000420.00
09/23/2020WBIYSGU85512C105STAR GROUP L P76,5919.670000740634.971.91%38782590.002100000420.00
09/23/2020WBIYVGR92240M108VECTOR GROUP LTD77,1059.320000718618.601.85%38782590.002100000420.00
09/23/2020WBIYDHTY2065G121DHT HOLDINGS INC129,9575.180000673177.261.74%38782590.002100000420.00
09/23/2020WBIYGEF397624107GREIF INC18,84635.140000662248.441.71%38782590.002100000420.00
09/23/2020WBIYPFBI74050M105PREMIER FINL BANCORP INC59,73310.740000641532.421.65%38782590.002100000420.00
09/23/2020WBIYHESM428103105HESS MIDSTREAM LP39,16516.130000631731.451.63%38782590.002100000420.00
09/23/2020WBIYSWM808541106SCHWEITZER-MAUDUIT INTL INC21,35926.900000574557.101.48%38782590.002100000420.00
09/23/2020WBIYHFC436106108HOLLYFRONTIER CORP24,29121.100000512540.101.32%38782590.002100000420.00
09/23/2020WBIYCMA200340107COMERICA INC12,14837.150000451298.201.16%38782590.002100000420.00
09/23/2020WBIYPRU744320102PRUDENTIAL FINL INC6,63663.710000422779.561.09%38782590.002100000420.00
09/23/2020WBIYHBAN446150104HUNTINGTON BANCSHARES INC45,6538.890000405855.171.05%38782590.002100000420.00
09/23/2020WBIYFFG30239F106FBL FINL GROUP INC8,13848.450000394286.101.02%38782590.002100000420.00
09/23/2020WBIYFHN320517105FIRST HORIZON NATL CORP42,7768.950000382845.200.99%38782590.002100000420.00
09/23/2020WBIYUNM91529Y106UNUM GROUP22,16916.840000373325.960.96%38782590.002100000420.00
09/23/2020WBIYKEY493267108KEYCORP31,51311.740000369962.620.95%38782590.002100000420.00
09/23/2020WBIYOMF68268W103ONEMAIN HLDGS INC11,89130.820000366480.620.94%38782590.002100000420.00
09/23/2020WBIYFITB316773100FIFTH THIRD BANCORP18,01120.110000362201.210.93%38782590.002100000420.00
09/23/2020WBIYRF7591EP100REGIONS FINANCIAL CORP NEW32,70211.040000361030.080.93%38782590.002100000420.00
09/23/2020WBIYCash&OtherCash&OtherCash & Other353,5261.000000353526.010.91%38782590.00210000042Y
09/23/2020WBIYCFG174610105CITIZENS FINL GROUP INC14,35824.510000351914.580.91%38782590.002100000420.00
09/23/2020WBIYNAVI63938C108NAVIENT CORPORATION39,5647.860000310973.040.80%38782590.002100000420.00
09/23/2020WBIYMCY589400100MERCURY GENL CORP NEW7,22542.450000306701.250.79%38782590.002100000420.00
09/23/2020WBIYSNV87161C501SYNOVUS FINL CORP15,01320.500000307766.500.79%38782590.002100000420.00
09/23/2020WBIYWSBC950810101WESBANCO INC14,43520.290000292886.150.76%38782590.002100000420.00
09/23/2020WBIYASB045487105ASSOCIATED BANC CORP22,55412.480000281473.920.73%38782590.002100000420.00
09/23/2020WBIYWDR930059100WADDELL & REED FINL INC19,02214.680000279242.960.72%38782590.002100000420.00
09/23/2020WBIYSASR800363103SANDY SPRING BANCORP INC12,47721.950000273870.150.71%38782590.002100000420.00
09/23/2020WBIYWBS947890109WEBSTER FINL CORP CONN11,08824.650000273319.200.70%38782590.002100000420.00
09/23/2020WBIYHWC410120109HANCOCK WHITNEY CORPORATION15,15117.990000272566.490.70%38782590.002100000420.00
09/23/2020WBIYPFG74251V102PRINCIPAL FINANCIAL GROUP INC COM6,98438.820000271118.880.70%38782590.002100000420.00
09/23/2020WBIYFNLC31866P102FIRST BANCORP INC ME13,68919.680000269399.520.69%38782590.002100000420.00
09/23/2020WBIYFCF319829107FIRST COMWLTH FINL CORP PA36,5837.280000266324.240.69%38782590.002100000420.00
09/23/2020WBIYUBFO911460103UNITED SEC BANCSHARES CALIF44,2956.020000266655.900.69%38782590.002100000420.00
09/23/2020WBIYBHLB084680107BERKSHIRE HILLS BANCORP INC28,6029.090000259992.180.67%38782590.002100000420.00
09/23/2020WBIYOZK06417N103BANK OZK12,33420.700000255313.800.66%38782590.002100000420.00
09/23/2020WBIYPFS74386T105PROVIDENT FINL SVCS INC20,42212.130000247718.860.64%38782590.002100000420.00
09/23/2020WBIYHOPE43940T109HOPE BANCORP INC33,0367.290000240832.440.62%38782590.002100000420.00
Fund Goals

  • Multi-factor smart beta ETF
  • Power Factor® approach focuses on generating the highest dividend yield with a deep value bias and multi-factor fundamental analysis to confirm quality
  • Designed to track the Solactive Power Factor® High Dividend Index

Prices
 As of: 09/22/2020
Shares Outstanding Fund Size ($M) Closing Bid/Ask (Midpoint) Daily Volume Premium/Discount Expense Ratio
2,100,000
38.78
$18.45
8,543
-0.10%
0.70%
Performance Month End
 As of: 08/31/2020
Name MTD QTD YTD 1 Year 3 Year Since Inception 12/19/2016
NAV
3.97%
4.06%
-23.79%
-10.15%
0.41%
-1.44%
Market
4.24%
4.14%
-23.53%
-10.01%
0.39%
-1.43%
Performance Quarter End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year Since Inception 12/19/2016
NAV
2.18
24.53
-26.76
-19.24
-2.53
-2.61
Market
2.17
24.60
-26.57
-19.08
-2.69
-2.62

Returns are average annualized total returns, except those for periods of less than one year, which are cumulative.  The performance data quoted represents past performance and is not a guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. For most recent month-end performance, please see the monthly performance tab.

Fund Characteristics
 As of: 8/31/2020
30-Day SEC Yield 30-Day Unsubsidized SEC Yield
5.58%
5.31%

WBIY Top Holdings
 As of: 09/23/2020
Security Name Weightings Shares
PHILIP MORRIS INTL INC
AT&T INC
EXXON MOBIL CORP
ABBVIE INC
INTERNATIONAL BUSINESS MACHS COM
CENTURYLINK INC
LYONDELLBASELL INDUSTRIES N V SHS - A -
INTERNATIONAL PAPER CO
KRAFT HEINZ CO
SEAGATE TECHNOLOGY PLC
7.82%
7.30%
6.24%
4.89%
4.68%
4.67%
4.67%
4.67%
4.20%
3.70%
40,026
99,246
68,114
21,415
15,059
176,597
24,630
44,403
55,771
30,048
Premium/Discount

The chart above shows the difference between the daily price for shares of the Fund and the Fund’s NAV (net asset value). The premium or discount is presented on the vertical axis of the chart and is shown as a percentage of NAV. The number of trading days in the period covered by the chart is indicated on the horizontal axis. The bars in the chart display the number of trading days in which the Fund traded within the premium/discount range shown. The horizontal bar for the range of ≥0.0 up to 0.5 includes the days that the Fund’s daily price matched its NAV (i.e. there was no premium or discount).

Fund Information
 As of: 09/22/2020
NAV Daily Change Fact Sheet Holdings
$18.28
$0.17
DateAccountStockTickerCUSIPSecurityNameSharesPriceMarketValueWeightingsNetAssetsSharesOutstandingCreationUnitsMoneyMarketFlagIncomeByPosition
09/23/2020WBITIWV464287689ISHARES TR RUSSELL 3000 ETF52,510193.27547710148895.3036.40%27882490.0015250006142245.50
09/23/2020WBITVTI922908769VANGUARD INDEX FDS TOTAL STK MKT58,065168.7100009796146.1535.13%27882490.001525000610.00
09/23/2020WBITSCHB808524102SCHWAB STRATEGIC TR US BRD MKT ETF98,95578.7519727792901.3927.95%27882490.0015250006130480.91
09/23/2020WBITCash&OtherCash&OtherCash & Other143,9571.000000143956.570.52%27882490.00152500061Y
Fund Goals

  • Manage risk to capital
  • Seeks current income and long-term capital appreciation

Prices
 As of: 09/22/2020
Shares Outstanding Fund Size ($M) Closing Bid/Ask (Midpoint) Daily Volume Premium/Discount Expense Ratio
1,825,000
33.37
$18.26
6,245
-0.13%
0.67%
Performance Month End
 As of: 08/31/2020
Name MTD QTD YTD 1 Year 3 Year Since Inception 5/28/2019
NAV
7.05%
13.11%
-3.78%
-2.58%
 
2.68%
Market
7.51%
13.04%
-3.68%
-2.28%
 
2.79%
Performance Quarter End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year Since Inception 5/28/2019
NAV
-0.38
2.16
-14.94
-11.65
 
-7.91
Market
-0.23
2.37
-14.79
-11.55
 
-7.75

Returns are average annualized total returns, except those for periods of less than one year, which are cumulative.  The performance data quoted represents past performance and is not a guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. For most recent month-end performance, please see the monthly performance tab.

Fund Characteristics
 As of: 8/31/2020
30-Day SEC Yield
0.93%

WBIT Top Holdings
 As of: 09/23/2020
Security Name Weightings Shares
ISHARES TR RUSSELL 3000 ETF
VANGUARD INDEX FDS TOTAL STK MKT
SCHWAB STRATEGIC TR US BRD MKT ETF
Cash & Other
36.40%
35.13%
27.95%
0.52%
52,510
58,065
98,955
143,957
Premium/Discount

The chart above shows the difference between the daily price for shares of the Fund and the Fund’s NAV (net asset value). The premium or discount is presented on the vertical axis of the chart and is shown as a percentage of NAV. The number of trading days in the period covered by the chart is indicated on the horizontal axis. The bars in the chart display the number of trading days in which the Fund traded within the premium/discount range shown. The horizontal bar for the range of ≥0.0 up to 0.5 includes the days that the Fund’s daily price matched its NAV (i.e. there was no premium or discount).

Fund Information
 As of: 09/22/2020
NAV Daily Change Fact Sheet Holdings
$16.93
$0.06
DateAccountStockTickerCUSIPSecurityNameSharesPriceMarketValueWeightingsNetAssetsSharesOutstandingCreationUnitsMoneyMarketFlagIncomeByPosition
09/23/2020WBINSHYG46434V407ISHARES TR 0-5YR HI YL CP161,85243.9400007111776.8842.02%16926000.001000000400.00
09/23/2020WBINSJNK78468R408SPDR SER TR BLOOMBERG SRT TR268,56125.8900006953044.2941.08%16926000.001000000400.00
09/23/2020WBINHYS72201R783PIMCO ETF TR 0-5 HIGH YIELD27,11593.7100002540946.6515.01%16926000.001000000400.00
09/23/2020WBINCash&OtherCash&OtherCash & Other319,8881.000000319887.991.89%16926000.00100000040Y
Fund Goals

  • Manage risk to capital
  • Seeks current income and long-term capital appreciation

Prices
 As of: 09/22/2020
Shares Outstanding Fund Size ($M) Closing Bid/Ask (Midpoint) Daily Volume Premium/Discount Expense Ratio
1,000,000
16.93
$16.92
5,810
-0.06%
0.77%
Performance Month End
 As of: 08/31/2020
Name MTD QTD YTD 1 Year 3 Year Since Inception 7/18/2019
NAV
-0.03%
5.46%
-10.12%
-9.00%
 
-5.96%
Market
-0.07%
5.49%
-10.14%
-9.07%
 
-6.07%
Performance Quarter End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year Since Inception 7/18/2019
NAV
-0.13
2.41
-14.77
 
 
-11.49
Market
-0.22
2.22
-14.82
 
 
-11.64

Returns are average annualized total returns, except those for periods of less than one year, which are cumulative.  The performance data quoted represents past performance and is not a guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. For most recent month-end performance, please see the monthly performance tab.

Fund Characteristics
 As of: 8/31/2020
30-Day SEC Yield
4.46%

WBIN Top Holdings
 As of: 09/23/2020
Security Name Weightings Shares
ISHARES TR 0-5YR HI YL CP
SPDR SER TR BLOOMBERG SRT TR
PIMCO ETF TR 0-5 HIGH YIELD
Cash & Other
42.02%
41.08%
15.01%
1.89%
161,852
268,561
27,115
319,888
Premium/Discount

The chart above shows the difference between the daily price for shares of the Fund and the Fund’s NAV (net asset value). The premium or discount is presented on the vertical axis of the chart and is shown as a percentage of NAV. The number of trading days in the period covered by the chart is indicated on the horizontal axis. The bars in the chart display the number of trading days in which the Fund traded within the premium/discount range shown. The horizontal bar for the range of ≥0.0 up to 0.5 includes the days that the Fund’s daily price matched its NAV (i.e. there was no premium or discount).

Fund Information
 As of: 09/22/2020
NAV Daily Change Fact Sheet Holdings
$24.24
$0.07
DateAccountStockTickerCUSIPSecurityNameSharesPriceMarketValueWeightingsNetAssetsSharesOutstandingCreationUnitsMoneyMarketFlagIncomeByPosition
09/23/2020WBIISHYG46434V407ISHARES TR 0-5YR HI YL CP491,75743.94000021607802.5833.01%65449620.002700000540.00
09/23/2020WBIISJNK78468R408SPDR SER TR BLOOMBERG SRT TR810,54425.89000020984984.1632.06%65449620.002700000540.00
09/23/2020WBIIHYS72201R783PIMCO ETF TR 0-5 HIGH YIELD90,87393.7100008515708.8313.01%65449620.002700000540.00
09/23/2020WBIIVCIT92206C870VANGUARD SCOTTSDALE FDS INT-TERM CORP46,13196.2300004439186.136.78%65449620.002700000540.00
09/23/2020WBIIUSHY46435U853ISHARES TR BROAD USD HIGH111,64439.4500004404355.806.73%65449620.002700000540.00
09/23/2020WBIIANGL92189F437VANECK VECTORS ETF TR FALLEN ANGEL HG141,37329.8700004222811.516.45%65449620.002700000540.00
09/23/2020WBIICash&OtherCash&OtherCash & Other1,272,7491.0000001272748.811.94%65449620.00270000054Y
Fund Goals

  • Manage risk to capital
  • Generate high current yield that helps to promote compounding
  • Seeks to provide attractive returns and long-term growth of capital
  • Typically invests in income-producing debt and equity securities of foreign and domestic companies

Prices
 As of: 09/22/2020
Shares Outstanding Fund Size ($M) Closing Bid/Ask (Midpoint) Daily Volume Premium/Discount Expense Ratio
2,700,000
65.45
$24.22
28,715
-0.08%
1.29%
Performance Month End
 As of: 08/31/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
-0.04%
5.09%
-1.10%
-0.71%
2.19%
2.51
2.27%
Market
0.08%
5.10%
-0.98%
-0.64%
2.18%
2.48
2.27%
Performance Quarter End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
0.10
3.18
-5.89
-2.97
1.02
1.17
1.47
Market
0.10
3.41
-5.78
-2.87
0.96
1.15
1.47

Returns are average annualized total returns, except those for periods of less than one year, which are cumulative.  The performance data quoted represents past performance and is not a guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. For most recent month-end performance, please see the monthly performance tab.

Fund Characteristics
 As of: 8/31/2020
30-Day SEC Yield
3.95%
WBII Top Holdings
 As of: 09/23/2020
Security Name Weightings Shares
ISHARES TR 0-5YR HI YL CP
SPDR SER TR BLOOMBERG SRT TR
PIMCO ETF TR 0-5 HIGH YIELD
VANGUARD SCOTTSDALE FDS INT-TERM CORP
ISHARES TR BROAD USD HIGH
VANECK VECTORS ETF TR FALLEN ANGEL HG
Cash & Other
33.01%
32.06%
13.01%
6.78%
6.73%
6.45%
1.94%
491,757
810,544
90,873
46,131
111,644
141,373
1,272,749
Premium/Discount

The chart above shows the difference between the daily price for shares of the Fund and the Fund’s NAV (net asset value). The premium or discount is presented on the vertical axis of the chart and is shown as a percentage of NAV. The number of trading days in the period covered by the chart is indicated on the horizontal axis. The bars in the chart display the number of trading days in which the Fund traded within the premium/discount range shown. The horizontal bar for the range of ≥0.0 up to 0.5 includes the days that the Fund’s daily price matched its NAV (i.e. there was no premium or discount).

Fund Information
 As of: 09/22/2020
NAV Daily Change Fact Sheet Holdings
$27.26
$0.24
DateAccountStockTickerCUSIPSecurityNameSharesPriceMarketValueWeightingsNetAssetsSharesOutstandingCreationUnitsMoneyMarketFlagIncomeByPosition
09/23/2020WBIECash&OtherCash&OtherCash & Other6,416,9751.0000006416975.2115.73%40789436.05149627829Y
09/23/2020WBIEABC03073E105AMERISOURCEBERGEN CORP20,59495.2600001961784.444.81%40789436.051496278290.00
09/23/2020WBIEFMC302491303F M C CORP17,877107.5500001922671.354.71%40789436.051496278290.00
09/23/2020WBIEAAP00751Y106ADVANCE AUTO PARTS INC12,732150.1100001911200.524.69%40789436.051496278290.00
09/23/2020WBIEDHI23331A109D R HORTON INC24,39675.5100001842141.964.52%40789436.051496278290.00
09/23/2020WBIEHBI410345102HANESBRANDS INC117,57215.6400001838826.084.51%40789436.051496278290.00
09/23/2020WBIELUMN156700106CENTURYLINK INC178,81510.2600001834641.904.50%40789436.051496278290.00
09/23/2020WBIECHD171340102CHURCH & DWIGHT INC18,86891.5900001728120.124.24%40789436.051496278290.00
09/23/2020WBIEEXPD302130109EXPEDITORS INTL WASH INC19,21089.1600001712763.604.20%40789436.051496278290.00
09/23/2020WBIEORCL68389X105ORACLE CORP27,70060.6200001679174.004.12%40789436.051496278290.00
09/23/2020WBIEBWXT05605H100BWX TECHNOLOGIES INC28,53458.8200001678369.884.11%40789436.051496278290.00
09/23/2020WBIEBBY086516101BEST BUY INC15,295107.6300001646200.854.04%40789436.051496278290.00
09/23/2020WBIESHW824348106SHERWIN WILLIAMS CO2,326696.3200001619640.323.97%40789436.051496278290.00
09/23/2020WBIEHD437076102HOME DEPOT INC5,914273.3100001616355.343.96%40789436.051496278290.00
09/23/2020WBIED25746U109DOMINION ENERGY INC20,43877.5000001583945.003.88%40789436.051496278290.00
09/23/2020WBIEBR11133T103BROADRIDGE FINL SOLUTIONS INC COM9,261132.0400001222822.443.00%40789436.051496278290.00
09/23/2020WBIETTC891092108TORO CO11,93083.280000993530.402.44%40789436.051496278290.00
09/23/2020WBIETGT87612E106TARGET CORP5,660154.080000872092.802.14%40789436.051496278290.00
09/23/2020WBIEUNP907818108UNION PAC CORP4,321197.320000852619.722.09%40789436.051496278290.00
09/23/2020WBIESHOP82509L107SHOPIFY INC889954.250000848328.252.08%40789436.051496278290.00
09/23/2020WBIEAMAT038222105APPLIED MATLS INC14,50157.890000839462.892.06%40789436.051496278290.00
09/23/2020WBIEAMGN031162100AMGEN INC3,401247.500000841747.502.06%40789436.051496278290.00
09/23/2020WBIELOW548661107LOWES COS INC5,170161.550000835213.502.05%40789436.051496278290.00
09/23/2020WBIEACNG1151C101ACCENTURE PLC IRELAND3,474236.920000823060.082.02%40789436.051496278290.00
09/23/2020WBIEV92826C839VISA INC4,053200.560000812869.681.99%40789436.051496278290.00
09/23/2020WBIETXN882508104TEXAS INSTRS INC3,702138.650000513282.301.26%40789436.051496278290.00
09/23/2020WBIEGLW219350105CORNING INC11,15131.610000352483.110.86%40789436.051496278290.00
Fund Goals

  • Manage risk to capital
  • Seeks to provide attractive returns and long-term growth of capital
  • Typically invests in small-, mid- and large-cap securities with improving fundamental growth trends

Prices
 As of: 09/22/2020
Shares Outstanding Fund Size ($M) Closing Bid/Ask (Midpoint) Daily Volume Premium/Discount Expense Ratio
1,496,278
40.79
$27.25
7,878
-0.04%
1.13%
Performance Month End
 As of: 08/31/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
4.89%
10.45%
2.93%
6.23%
7.35%
5.31
3.16%
Market
5.19%
10.56%
3.39%
6.37%
7.40%
5.32
3.17%
Performance Quarter End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
-1.98
2.77
-6.81
-1.81
2.92
2.03
1.51
Market
-2.00
2.82
-6.49
-1.73
2.83
1.99
1.51

Returns are average annualized total returns, except those for periods of less than one year, which are cumulative.  The performance data quoted represents past performance and is not a guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. For most recent month-end performance, please see the monthly performance tab.

*Effective October 25, 2019, The Fund’s name and Strategy changed. The Fund was previously named WBI BullBear Rising Income 1000 ETF. Performance prior to October 25, 2019 reflects a large-cap investment strategy. The Fund now intends to invest in small, mid, and large caps.

Fund Characteristics
 As of: 8/31/2020
30-Day SEC Yield
-0.55%
WBIE Top Holdings
 As of: 09/23/2020
Security Name Weightings Shares
Cash & Other
AMERISOURCEBERGEN CORP
F M C CORP
ADVANCE AUTO PARTS INC
D R HORTON INC
HANESBRANDS INC
CENTURYLINK INC
CHURCH & DWIGHT INC
EXPEDITORS INTL WASH INC
ORACLE CORP
15.73%
4.81%
4.71%
4.69%
4.52%
4.51%
4.50%
4.24%
4.20%
4.12%
6,416,975
20,594
17,877
12,732
24,396
117,572
178,815
18,868
19,210
27,700
Premium/Discount

The chart above shows the difference between the daily price for shares of the Fund and the Fund’s NAV (net asset value). The premium or discount is presented on the vertical axis of the chart and is shown as a percentage of NAV. The number of trading days in the period covered by the chart is indicated on the horizontal axis. The bars in the chart display the number of trading days in which the Fund traded within the premium/discount range shown. The horizontal bar for the range of ≥0.0 up to 0.5 includes the days that the Fund’s daily price matched its NAV (i.e. there was no premium or discount).

Fund Information
 As of: 09/22/2020
NAV Daily Change Fact Sheet Holdings
$26.18
$0.15
DateAccountStockTickerCUSIPSecurityNameSharesPriceMarketValueWeightingsNetAssetsSharesOutstandingCreationUnitsMoneyMarketFlagIncomeByPosition
09/23/2020WBIFCash&OtherCash&OtherCash & Other7,845,1661.0000007845166.1120.13%38969146.97148831529Y
09/23/2020WBIFLMT539830109LOCKHEED MARTIN CORP4,842388.4200001880729.644.83%38969146.971488315290.00
09/23/2020WBIFABC03073E105AMERISOURCEBERGEN CORP19,73195.2600001879575.064.82%38969146.971488315290.00
09/23/2020WBIFBBY086516101BEST BUY INC17,396107.6300001872331.484.80%38969146.971488315290.00
09/23/2020WBIFAMP03076C106AMERIPRISE FINL INC12,188148.6900001812233.724.65%38969146.971488315290.00
09/23/2020WBIFLUMN156700106CENTURYLINK INC174,91410.2600001794617.644.61%38969146.971488315290.00
09/23/2020WBIFAAP00751Y106ADVANCE AUTO PARTS INC11,933150.1100001791262.634.60%38969146.971488315290.00
09/23/2020WBIFHBI410345102HANESBRANDS INC107,60515.6400001682942.204.32%38969146.971488315290.00
09/23/2020WBIFBWXT05605H100BWX TECHNOLOGIES INC27,37658.8200001610256.324.13%38969146.971488315290.00
09/23/2020WBIFORCL68389X105ORACLE CORP26,50560.6200001606733.104.12%38969146.971488315290.00
09/23/2020WBIFUPS911312106UNITED PARCEL SERVICE INC9,871161.8900001598016.194.10%38969146.971488315290.00
09/23/2020WBIFHD437076102HOME DEPOT INC5,686273.3100001554040.663.99%38969146.971488315290.00
09/23/2020WBIFGLW219350105CORNING INC48,49131.6100001532800.513.93%38969146.971488315290.00
09/23/2020WBIFVST92840M102VISTRA CORP84,87717.8200001512508.143.88%38969146.971488315290.00
09/23/2020WBIFAIZ04621X108ASSURANT INC10,214120.9100001234974.743.17%38969146.971488315290.00
09/23/2020WBIFTTC891092108TORO CO11,43083.280000951890.402.44%38969146.971488315290.00
09/23/2020WBIFTGT87612E106TARGET CORP5,423154.080000835575.842.14%38969146.971488315290.00
09/23/2020WBIFUNP907818108UNION PAC CORP4,140197.320000816904.802.10%38969146.971488315290.00
09/23/2020WBIFSHOP82509L107SHOPIFY INC850954.250000811112.502.08%38969146.971488315290.00
09/23/2020WBIFFMC302491303F M C CORP7,524107.550000809206.202.08%38969146.971488315290.00
09/23/2020WBIFAMGN031162100AMGEN INC3,258247.500000806355.002.07%38969146.971488315290.00
09/23/2020WBIFLOW548661107LOWES COS INC4,954161.550000800318.702.05%38969146.971488315290.00
09/23/2020WBIFACNG1151C101ACCENTURE PLC IRELAND3,329236.920000788706.682.02%38969146.971488315290.00
09/23/2020WBIFV92826C839VISA INC3,884200.560000778975.042.00%38969146.971488315290.00
09/23/2020WBIFDHI23331A109D R HORTON INC4,92075.510000371509.200.95%38969146.971488315290.00
Fund Goals

  • Manage risk to capital
  • Seeks to provide attractive returns and long-term growth of capital
  • Typically invests in small-, mid- and large-cap securities with consistent fundamentals and strong value characteristics

Prices
 As of: 09/22/2020
Shares Outstanding Fund Size ($M) Closing Bid/Ask (Midpoint) Daily Volume Premium/Discount Expense Ratio
1,488,315
38.97
$26.17
11,247
-0.07%
1.18%
Performance Month End
 As of: 08/31/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
4.99%
9.22%
0.59%
4.65%
2.87%
4.67
2.66%
Market
5.33%
9.33%
0.68%
4.77%
2.89%
4.65
2.67%
Performance Quarter End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
-1.69
2.15
-7.91
-5.33
0.01
2.09
1.20
Market
-1.67
2.24
-7.92
-5.30
-0.11
2.03
1.20

Returns are average annualized total returns, except those for periods of less than one year, which are cumulative.  The performance data quoted represents past performance and is not a guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. For most recent month-end performance, please see the monthly performance tab.

*Effective October 25, 2019, The Fund’s name and Strategy changed. The Fund was previously named WBI BullBear Value 1000 ETF. Performance prior to October 25, 2019 reflects a large-cap investment strategy. The Fund now intends to invest in small, mid, and large caps.

Fund Characteristics
 As of: 8/31/2020
30-Day SEC Yield
-0.06%
WBIF Top Holdings
 As of: 09/23/2020
Security Name Weightings Shares
Cash & Other
LOCKHEED MARTIN CORP
AMERISOURCEBERGEN CORP
BEST BUY INC
AMERIPRISE FINL INC
CENTURYLINK INC
ADVANCE AUTO PARTS INC
HANESBRANDS INC
BWX TECHNOLOGIES INC
ORACLE CORP
20.13%
4.83%
4.82%
4.80%
4.65%
4.61%
4.60%
4.32%
4.13%
4.12%
7,845,166
4,842
19,731
17,396
12,188
174,914
11,933
107,605
27,376
26,505
Premium/Discount

The chart above shows the difference between the daily price for shares of the Fund and the Fund’s NAV (net asset value). The premium or discount is presented on the vertical axis of the chart and is shown as a percentage of NAV. The number of trading days in the period covered by the chart is indicated on the horizontal axis. The bars in the chart display the number of trading days in which the Fund traded within the premium/discount range shown. The horizontal bar for the range of ≥0.0 up to 0.5 includes the days that the Fund’s daily price matched its NAV (i.e. there was no premium or discount).

Fund Information
 As of: 09/22/2020
NAV Daily Change Fact Sheet Holdings
$22.74
$0.14
DateAccountStockTickerCUSIPSecurityNameSharesPriceMarketValueWeightingsNetAssetsSharesOutstandingCreationUnitsMoneyMarketFlagIncomeByPosition
09/23/2020WBIGCash&OtherCash&OtherCash & Other8,621,6281.0000008621628.4315.93%54129169.71238018347Y
09/23/2020WBIGABC03073E105AMERISOURCEBERGEN CORP28,13195.2600002679759.064.95%54129169.712380183470.00
09/23/2020WBIGBBY086516101BEST BUY INC24,272107.6300002612395.364.83%54129169.712380183470.00
09/23/2020WBIGSTXG7945M107SEAGATE TECHNOLOGY PLC53,39447.7100002547427.744.71%54129169.712380183470.00
09/23/2020WBIGAAP00751Y106ADVANCE AUTO PARTS INC16,865150.1100002531605.154.68%54129169.712380183470.00
09/23/2020WBIGLUMN156700106CENTURYLINK INC244,02610.2600002503706.764.63%54129169.712380183470.00
09/23/2020WBIGEMR291011104EMERSON ELEC CO37,20765.2300002427012.614.48%54129169.712380183470.00
09/23/2020WBIGFMC302491303F M C CORP22,026107.5500002368896.304.38%54129169.712380183470.00
09/23/2020WBIGHBI410345102HANESBRANDS INC149,77115.6400002342418.444.33%54129169.712380183470.00
09/23/2020WBIGBWXT05605H100BWX TECHNOLOGIES INC38,81958.8200002283333.584.22%54129169.712380183470.00
09/23/2020WBIGAIZ04621X108ASSURANT INC18,350120.9100002218698.504.10%54129169.712380183470.00
09/23/2020WBIGLMT539830109LOCKHEED MARTIN CORP5,612388.4200002179813.044.03%54129169.712380183470.00
09/23/2020WBIGHD437076102HOME DEPOT INC7,904273.3100002160242.243.99%54129169.712380183470.00
09/23/2020WBIGGLW219350105CORNING INC67,66231.6100002138795.823.95%54129169.712380183470.00
09/23/2020WBIGVST92840M102VISTRA CORP118,39917.8200002109870.183.90%54129169.712380183470.00
09/23/2020WBIGUPS911312106UNITED PARCEL SERVICE INC11,189161.8900001811387.213.35%54129169.712380183470.00
09/23/2020WBIGTTC891092108TORO CO16,05983.2800001337393.522.47%54129169.712380183470.00
09/23/2020WBIGMRK58933Y105MERCK & CO. INC15,15482.9400001256872.762.32%54129169.712380183470.00
09/23/2020WBIGTGT87612E106TARGET CORP7,731154.0800001191192.482.20%54129169.712380183470.00
09/23/2020WBIGUNP907818108UNION PAC CORP5,902197.3200001164582.642.15%54129169.712380183470.00
09/23/2020WBIGAMGN031162100AMGEN INC4,645247.5000001149637.502.12%54129169.712380183470.00
09/23/2020WBIGLOW548661107LOWES COS INC7,063161.5500001141027.652.11%54129169.712380183470.00
09/23/2020WBIGSHOP82509L107SHOPIFY INC1,186954.2500001131740.502.09%54129169.712380183470.00
09/23/2020WBIGACNG1151C101ACCENTURE PLC IRELAND4,745236.9200001124185.402.08%54129169.712380183470.00
09/23/2020WBIGV92826C839VISA INC5,537200.5600001110500.722.05%54129169.712380183470.00
Fund Goals

  • Manage risk to capital
  • Generate an attractive current yield that helps promote compounding
  • Seeks to provide attractive returns and long-term growth of capital
  • Typically invests in small-, mid- and large-cap securities that present themselves as undervalued opportunities with attractive dividend yields

Prices
 As of: 09/22/2020
Shares Outstanding Fund Size ($M) Closing Bid/Ask (Midpoint) Daily Volume Premium/Discount Expense Ratio
2,380,183
54.13
$22.72
18,153
-0.12%
1.04%
Performance Month End
 As of: 08/31/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
4.78%
8.59%
-0.62%
3.91%
3.36%
3.28
0.85%
Market
5.11%
8.71%
-0.06%
4.18%
3.38%
3.24
0.86%
Performance Quarter End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
-1.31
1.75
-8.48
-5.22
0.84
0.39
-0.53
Market
-1.29
1.86
-8.07
-5.07
0.74
0.33
-0.54

Returns are average annualized total returns, except those for periods of less than one year, which are cumulative.  The performance data quoted represents past performance and is not a guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. For most recent month-end performance, please see the monthly performance tab.

*Effective October 25, 2019, The Fund’s name and Strategy changed. The Fund was previously named WBI BullBear Yield 1000 ETF. Performance prior to October 25, 2019 reflects a large-cap investment strategy. The Fund now intends to invest in small, mid, and largecaps.

Fund Characteristics
 As of: 8/31/2020
30-Day SEC Yield
0.84%
WBIG Top Holdings
 As of: 09/23/2020
Security Name Weightings Shares
Cash & Other
AMERISOURCEBERGEN CORP
BEST BUY INC
SEAGATE TECHNOLOGY PLC
ADVANCE AUTO PARTS INC
CENTURYLINK INC
EMERSON ELEC CO
F M C CORP
HANESBRANDS INC
BWX TECHNOLOGIES INC
15.93%
4.95%
4.83%
4.71%
4.68%
4.63%
4.48%
4.38%
4.33%
4.22%
8,621,628
28,131
24,272
53,394
16,865
244,026
37,207
22,026
149,771
38,819
Premium/Discount

The chart above shows the difference between the daily price for shares of the Fund and the Fund’s NAV (net asset value). The premium or discount is presented on the vertical axis of the chart and is shown as a percentage of NAV. The number of trading days in the period covered by the chart is indicated on the horizontal axis. The bars in the chart display the number of trading days in which the Fund traded within the premium/discount range shown. The horizontal bar for the range of ≥0.0 up to 0.5 includes the days that the Fund’s daily price matched its NAV (i.e. there was no premium or discount).

Fund Information
 As of: 09/22/2020
NAV Daily Change Fact Sheet Holdings
$26.43
$0.23
DateAccountStockTickerCUSIPSecurityNameSharesPriceMarketValueWeightingsNetAssetsSharesOutstandingCreationUnitsMoneyMarketFlagIncomeByPosition
09/23/2020WBILCash&OtherCash&OtherCash & Other11,337,9451.00000011337944.8122.86%49607725.56187718237Y
09/23/2020WBILABC03073E105AMERISOURCEBERGEN CORP24,95495.2600002377118.044.79%49607725.561877182370.00
09/23/2020WBILBBY086516101BEST BUY INC22,075107.6300002375932.254.79%49607725.561877182370.00
09/23/2020WBILDHI23331A109D R HORTON INC29,64975.5100002238795.994.51%49607725.561877182370.00
09/23/2020WBILHBI410345102HANESBRANDS INC137,13015.6400002144713.204.32%49607725.561877182370.00
09/23/2020WBILCHD171340102CHURCH & DWIGHT INC22,93291.5900002100341.884.23%49607725.561877182370.00
09/23/2020WBILBWXT05605H100BWX TECHNOLOGIES INC35,50558.8200002088404.104.21%49607725.561877182370.00
09/23/2020WBILORCL68389X105ORACLE CORP33,65860.6200002040347.964.11%49607725.561877182370.00
09/23/2020WBILLUMN156700106CENTURYLINK INC195,04710.2600002001182.224.03%49607725.561877182370.00
09/23/2020WBILSHW824348106SHERWIN WILLIAMS CO2,815696.3200001960140.803.95%49607725.561877182370.00
09/23/2020WBILHD437076102HOME DEPOT INC7,171273.3100001959906.013.95%49607725.561877182370.00
09/23/2020WBILD25746U109DOMINION ENERGY INC24,83577.5000001924712.503.88%49607725.561877182370.00
09/23/2020WBILFMC302491303F M C CORP17,498107.5500001881909.903.79%49607725.561877182370.00
09/23/2020WBILEXPD302130109EXPEDITORS INTL WASH INC19,44289.1600001733448.723.49%49607725.561877182370.00
09/23/2020WBILAAP00751Y106ADVANCE AUTO PARTS INC8,767150.1100001316014.372.65%49607725.561877182370.00
09/23/2020WBILTTC891092108TORO CO14,55883.2800001212390.242.44%49607725.561877182370.00
09/23/2020WBILTGT87612E106TARGET CORP6,858154.0800001056680.642.13%49607725.561877182370.00
09/23/2020WBILUNP907818108UNION PAC CORP5,236197.3200001033167.522.08%49607725.561877182370.00
09/23/2020WBILSHOP82509L107SHOPIFY INC1,080954.2500001030590.002.08%49607725.561877182370.00
09/23/2020WBILAMGN031162100AMGEN INC4,121247.5000001019947.502.06%49607725.561877182370.00
09/23/2020WBILLOW548661107LOWES COS INC6,265161.5500001012110.752.04%49607725.561877182370.00
09/23/2020WBILACNG1151C101ACCENTURE PLC IRELAND4,209236.920000997196.282.01%49607725.561877182370.00
09/23/2020WBILLMT539830109LOCKHEED MARTIN CORP2,556388.420000992801.522.00%49607725.561877182370.00
09/23/2020WBILV92826C839VISA INC4,912200.560000985150.721.99%49607725.561877182370.00
09/23/2020WBILAMP03076C106AMERIPRISE FINL INC5,322148.690000791328.181.60%49607725.561877182370.00
Fund Goals

  • Manage risk to capital
  • Seeks to provide attractive returns and long-term growth of capital
  • Typically invests in small-, mid- and large-cap securities with strong measures of financial health and potential for growth.

Prices
 As of: 09/22/2020
Shares Outstanding Fund Size ($M) Closing Bid/Ask (Midpoint) Daily Volume Premium/Discount Expense Ratio
1,877,182
49.61
$26.41
13,200
-0.08%
1.21%
Performance Month End
 As of: 08/31/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
4.23%
7.31%
2.46%
4.51%
4.13%
4.91
2.47%
Market
4.55%
7.39%
2.69%
4.65%
4.17%
4.89
2.48%
Performance Quarter End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
-1.12
3.59
-4.52
-3.74
1.74
2.46
1.31
Market
-1.10
3.62
-4.37
-3.69
1.65
2.40
1.31

Returns are average annualized total returns, except those for periods of less than one year, which are cumulative.  The performance data quoted represents past performance and is not a guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. For most recent month-end performance, please see the monthly performance tab.

Effective October 25, 2019, The Fund’s name and Strategy changed. The Fund was previously named WBI BullBear Quality 1000 ETF. Performance prior to October 25, 2019 reflects a large-cap investment strategy. The Fund now intends to invest in small, mid, and large caps.

Fund Characteristics
 As of: 8/31/2020
30-Day SEC Yield
-0.17%
WBIL Top Holdings
 As of: 09/23/2020
Security Name Weightings Shares
Cash & Other
AMERISOURCEBERGEN CORP
BEST BUY INC
D R HORTON INC
HANESBRANDS INC
CHURCH & DWIGHT INC
BWX TECHNOLOGIES INC
ORACLE CORP
CENTURYLINK INC
SHERWIN WILLIAMS CO
22.86%
4.79%
4.79%
4.51%
4.32%
4.23%
4.21%
4.11%
4.03%
3.95%
11,337,945
24,954
22,075
29,649
137,130
22,932
35,505
33,658
195,047
2,815
Premium/Discount

The chart above shows the difference between the daily price for shares of the Fund and the Fund’s NAV (net asset value). The premium or discount is presented on the vertical axis of the chart and is shown as a percentage of NAV. The number of trading days in the period covered by the chart is indicated on the horizontal axis. The bars in the chart display the number of trading days in which the Fund traded within the premium/discount range shown. The horizontal bar for the range of ≥0.0 up to 0.5 includes the days that the Fund’s daily price matched its NAV (i.e. there was no premium or discount).

Download all holdings data

Market Disruptions Resulting from COVID-19.  The outbreak of COVID-19 has negatively affected the worldwide economy, individual countries, individual companies and the market in general. The future impact of COVID-19 is currently unknown, and it may exacerbate other risks that apply to the Fund.

An investment in the Funds is subject to risk, including the possible loss of principal. There is no guarantee the Advisor’s investment strategy or quantitative models used in the investment strategy will be successful. To the extent that a Fund invests in dividend-paying equities, if stocks held by the Fund reduce or stop paying dividends, the Funds’ ability to generate income may be affected. Small and medium capitalization companies may involve greater volatility and risk than investing in larger and more established companies. Foreign and emerging market securities carry additional risks such as currency fluctuation, economic or financial instability, lack of timely or reliable financial information, or unfavorable political or legal developments.

There are risks specific to WBIN, WBIT, and WBII which can primarily invest in debt securities. During periods of rising interest rates, the market value of the debt securities held by the Fund will generally decline. Credit risk is the risk that an issuer will not make timely payments of principal and interest. The debt securities that are rated below investment grade (i.e., “junk bonds”) are subject to additional risk factors such as increased possibility of default liquidation of the security.

There are risks specific to WBIY and WBIG which focus on high yielding securities. The Funds invest in high yielding stocks, which may be speculative, higher risk investments. It is possible these companies could pay out more than they can support and may reduce or stop paying dividends at any time, which could have a material adverse effect on the companies’ stock price and the Fund’s performance.

WBIF focuses on value securities. Value style investing involves the risk that an investment made in undervalued securities may not appreciate as anticipated or remain undervalued for long periods of time.

WBIY is not actively managed and the Sub-Advisor does not attempt to take defensive positions in declining markets. Unlike many investment companies, the Fund does not utilize an investing strategy that seeks returns in excess of its Underlying Index.

For a full list of investment risks associated with the funds, including but not limited to market risk, portfolio turnover risk, securities business risk, mortgage-backed securities risk, master limited partnership risk, real estate investment trust risk, ETF risk, and trading price risk, please read the prospectus.

Shares are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Owners of the shares may acquire those shares from the Fund and tender those shares for redemption to the Fund in creation units only. Total returns are calculated using the daily 4:00 p.m. EST net asset value (NAV). Market price returns reflect the last trade on a given date where Fund shares are listed. Market price returns do not represent the returns you would receive if you traded shares at other times.