Prepare and Protect:

Let us help you navigate the cycles

ACTIVE RISK-MANAGED ETFS

 

WBI’s active investment process seeks to manage risk to capital, unleash the benefits of compounding, and grow capital efficiently through good and bad market cycles. Our Bull|Bear ETFs combine our time-tested, multi-factor security selection models with our advanced dynamic trailing stop process to protect capital.

TREND SWITCH ETFS

 

WBI has utilized domestic stock and fixed income trend models in our quantitative management process for nearly 30 years. The Trend Switch ETFs are designed to give investors simple solutions aiming to optimize outcomes in bull and bear market cycles.

POWER FACTOR ETFS

 

WBI’s multi-factor security selection models have been time-tested over three decades to develop the most powerful factor combinations to find the strongest dividend stocks to buy. Our Power Factor ETF unleashes the power of WBI’s sophisticated security selection to identify 50 stocks that have a deep value bias, quality fundamentals, and an attractive yield. Quarterly rebalancing provides a more active approach than you would find in similar offerings.

FEATURED PRODUCTS

WBIE

WBI Bull|Bear
Rising Income 3000 ETF

WBIY

WBI Power Factor® High Dividend ETF

WBIT

WBI Bull|Bear Trend Switch US 3000 Total Return

WBII

WBI Bull|Bear
Global Income ETF

ALL FUNDS

Fund Information
 As of: 07/09/2020
NAV Daily Change Fact Sheet Holdings
$17.57
- $0.75
DateAccountStockTickerCUSIPSecurityNameSharesPriceMarketValueWeightingsNetAssetsSharesOutstandingCreationUnitsMoneyMarketFlagIncomeByPosition
07/10/2020WBIYSC80283M101SANTANDER CONSUMER USA HDG INC COM125,90917.3100002179484.795.51%39528675.002250000450.00
07/10/2020WBIYABBV00287Y109ABBVIE INC20,11297.9400001969769.284.98%39528675.002250000450.00
07/10/2020WBIYMPC56585A102MARATHON PETE CORP55,87133.3500001863297.854.71%39528675.002250000450.00
07/10/2020WBIYLYBN53745100LYONDELLBASELL INDUSTRIES N V SHS - A -26,98363.1100001702897.134.31%39528675.002250000450.00
07/10/2020WBIYT00206R102AT&T INC57,17729.5400001689008.584.27%39528675.002250000450.00
07/10/2020WBIYHBI410345102HANESBRANDS INC152,10410.7700001638160.084.14%39528675.002250000450.00
07/10/2020WBIYPM718172109PHILIP MORRIS INTL INC22,87770.1400001604592.784.06%39528675.002250000450.00
07/10/2020WBIYLEG524660107LEGGETT & PLATT INC47,64633.5100001596617.464.04%39528675.002250000450.00
07/10/2020WBIYSBGI829226109SINCLAIR BROADCAST GROUP INC CL A94,69616.8000001590892.804.02%39528675.002250000450.00
07/10/2020WBIYIPG460690100INTERPUBLIC GROUP COS INC84,39316.3900001383201.273.50%39528675.002250000450.00
07/10/2020WBIYXOM30231G102EXXON MOBIL CORP31,05441.3600001284393.443.25%39528675.002250000450.00
07/10/2020WBIYIP460146103INTL PAPER CO37,38833.1100001237916.683.13%39528675.002250000450.00
07/10/2020WBIYVLO91913Y100VALERO ENERGY CORP24,02150.2200001206334.623.05%39528675.002250000450.00
07/10/2020WBIYBIG089302103BIG LOTS INC27,22840.9600001115258.882.82%39528675.002250000450.00
07/10/2020WBIYOZK06417N103BANK OZK51,12321.0875001078056.262.73%39528675.0022500004513931.02
07/10/2020WBIYHRB093671105BLOCK H & R INC70,28513.150000924247.752.34%39528675.002250000450.00
07/10/2020WBIYHFC436106108HOLLYFRONTIER CORP35,11626.210000920390.362.33%39528675.002250000450.00
07/10/2020WBIYIBM459200101INTERNATIONAL BUSINESS MACHS COM7,559115.710000874651.892.21%39528675.002250000450.00
07/10/2020WBIYNUS67018T105NU SKIN ENTERPRISES INC16,97143.650000740784.151.87%39528675.002250000450.00
07/10/2020WBIYFFBC320209109FIRST FINL BANCORP OH51,46512.140000624785.101.58%39528675.002250000450.00
07/10/2020WBIYWYND98310W108WYNDHAM DESTINATIONS INC22,15727.730000614413.611.55%39528675.002250000450.00
07/10/2020WBIYRF7591EP100REGIONS FINANCIAL CORP NEW61,9169.830000608634.281.54%39528675.002250000450.00
07/10/2020WBIYDK24665A103DELEK US HLDGS INC NEW37,26816.000000596288.001.51%39528675.002250000450.00
07/10/2020WBIYVIAC92556H206VIACOMCBS INC26,06322.100000575992.301.46%39528675.002250000450.00
07/10/2020WBIYCMA200340107COMERICA INC17,11933.400000571774.601.45%39528675.002250000450.00
07/10/2020WBIYPFG74251V102PRINCIPAL FINANCIAL GROUP INC COM13,99539.860000557840.701.41%39528675.002250000450.00
07/10/2020WBIYSTXG7945M107SEAGATE TECHNOLOGY PLC11,70046.780000547326.001.38%39528675.002250000450.00
07/10/2020WBIYCFG174610105CITIZENS FINANCIAL GROUP INC COM22,29222.730000506697.161.28%39528675.002250000450.00
07/10/2020WBIYPRU744320102PRUDENTIAL FINL INC8,18258.030000474801.461.20%39528675.002250000450.00
07/10/2020WBIYPSX718546104PHILLIPS 668,00858.980000472311.841.19%39528675.002250000450.00
07/10/2020WBIYSPTN847215100SPARTANNASH CO22,19720.240000449267.281.14%39528675.002250000450.00
07/10/2020WBIYUNM91529Y106UNUM GROUP29,03015.480000449384.401.14%39528675.002250000450.00
07/10/2020WBIYSNV87161C501SYNOVUS FINL CORP25,22517.770000448248.251.13%39528675.002250000450.00
07/10/2020WBIYHBAN446150104HUNTINGTON BANCSHARES INC54,3798.060000438294.741.11%39528675.002250000450.00
07/10/2020WBIYFITB316773100FIFTH THIRD BANCORP24,52917.390000426559.311.08%39528675.002250000450.00
07/10/2020WBIYKEY493267108KEYCORP37,91411.030000418191.421.06%39528675.002250000450.00
07/10/2020WBIYWBS947890109WEBSTER FINL CORP CONN16,57924.370000404030.231.02%39528675.002250000450.00
07/10/2020WBIYCIT125581801CIT GROUP INC21,00418.570000390044.280.99%39528675.002250000450.00
07/10/2020WBIYCash&OtherCash&OtherCash & Other377,6761.000000377676.370.96%39528675.00225000045Y
07/10/2020WBIYNAVI63938C108NAVIENT CORPORATION56,0476.470000362624.090.92%39528675.002250000450.00
07/10/2020WBIYWFC949746101WELLS FARGO CO NEW13,60324.040000327016.120.83%39528675.002250000450.00
07/10/2020WBIYAROC03957W106ARCHROCK INC46,9496.460000303290.540.77%39528675.002250000450.00
07/10/2020WBIYKHC500754106KRAFT HEINZ CO8,95131.370000280792.870.71%39528675.002250000450.00
07/10/2020WBIYTSEL9340P101TRINSEO S A13,44820.320000273263.360.69%39528675.002250000450.00
07/10/2020WBIYPBI724479100PITNEY BOWES INC97,5412.400000234098.400.59%39528675.002250000450.00
07/10/2020WBIYMCY589400100MERCURY GENL CORP NEW5,95339.040000232405.120.59%39528675.002250000450.00
07/10/2020WBIYHEES404030108H & E EQUIPMENT SERVICES INC COM13,10916.790000220100.110.56%39528675.002250000450.00
07/10/2020WBIYGEF397624107GREIF INC6,46732.750000211794.250.54%39528675.002250000450.00
07/10/2020WBIYHOPE43940T109HOPE BANCORP INC25,1678.180000205866.060.52%39528675.002250000450.00
07/10/2020WBIYBHLB084680107BERKSHIRE HILLS BANCORP INC19,6749.310000183164.940.46%39528675.002250000450.00
07/10/2020WBIYBPFH101119105BOSTON PRIVATE FINL HLDGS INC COM24,5715.680000139563.280.35%39528675.002250000450.00
Fund Goals

  • Multi-factor smart beta ETF
  • Power Factor® approach focuses on generating the highest dividend yield with a deep value bias and multi-factor fundamental analysis to confirm quality
  • Designed to track the Solactive Power Factor® High Dividend Index

Prices
 As of: 07/09/2020
Shares Outstanding Fund Size ($M) Closing Bid/Ask (Midpoint) Daily Volume Premium/Discount Expense Ratio
2,250,000
39.53
$17.55
4,611
-0.13%
0.70%
Performance Month End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year Since Inception 12/19/2016
NAV
2.18%
24.53%
-26.76%
-19.24%
-2.53%
-2.61%
Market
2.17%
24.60%
-26.57%
-19.08%
-2.69%
-2.62%
Performance Quarter End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year Since Inception 12/19/2016
NAV
2.18
24.53
-26.76
-19.24
-2.53
-2.61
Market
2.17
24.60
-26.57
-19.08
-2.69
-2.62

Returns are average annualized total returns, except those for periods of less than one year, which are cumulative.  The performance data quoted represents past performance and is not a guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. For most recent month-end performance, please see the monthly performance tab.

Fund Characteristics
 As of: 6/30/2020
30-Day SEC Yield 30-Day Unsubsidized SEC Yield
4.91%
4.74%

WBIY Top Holdings
 As of: 07/10/2020
Security Name Weightings Shares
SANTANDER CONSUMER USA HDG INC COM
ABBVIE INC
MARATHON PETE CORP
LYONDELLBASELL INDUSTRIES N V SHS - A -
AT&T INC
HANESBRANDS INC
PHILIP MORRIS INTL INC
LEGGETT & PLATT INC
SINCLAIR BROADCAST GROUP INC CL A
INTERPUBLIC GROUP COS INC
5.51%
4.98%
4.71%
4.31%
4.27%
4.14%
4.06%
4.04%
4.02%
3.50%
125,909
20,112
55,871
26,983
57,177
152,104
22,877
47,646
94,696
84,393
Premium/Discount

The chart above shows the difference between the daily price for shares of the Fund and the Fund’s NAV (net asset value). The premium or discount is presented on the vertical axis of the chart and is shown as a percentage of NAV. The number of trading days in the period covered by the chart is indicated on the horizontal axis. The bars in the chart display the number of trading days in which the Fund traded within the premium/discount range shown. The horizontal bar for the range of ≥0.0 up to 0.5 includes the days that the Fund’s daily price matched its NAV (i.e. there was no premium or discount).

Fund Information
 As of: 07/09/2020
NAV Daily Change Fact Sheet Holdings
$17.29
- $0.10
DateAccountStockTickerCUSIPSecurityNameSharesPriceMarketValueWeightingsNetAssetsSharesOutstandingCreationUnitsMoneyMarketFlagIncomeByPosition
07/10/2020WBITIWV464287689ISHARES TR RUSSELL 3000 ETF67,990183.18000012454408.2036.47%34150317.501975000790.00
07/10/2020WBITVTI922908769VANGUARD INDEX FDS TOTAL STK MKT75,183159.24000011972140.9235.06%34150317.501975000790.00
07/10/2020WBITSCHB808524102SCHWAB STRATEGIC TR US BRD MKT ETF128,15174.7200009575442.7228.04%34150317.501975000790.00
07/10/2020WBITCash&OtherCash&OtherCash & Other146,3671.000000146367.090.43%34150317.50197500079Y
Fund Goals

  • Manage risk to capital
  • Seeks current income and long-term capital appreciation

Prices
 As of: 07/09/2020
Shares Outstanding Fund Size ($M) Closing Bid/Ask (Midpoint) Daily Volume Premium/Discount Expense Ratio
1,975,000
34.15
$17.27
4,383
-0.15%
0.67%
Performance Month End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year Since Inception 5/28/2019
NAV
-0.38%
2.16%
-14.94%
-11.65%
 
-7.91%
Market
-0.23%
2.37%
-14.79%
-11.55%
 
-7.75%
Performance Quarter End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year Since Inception 5/28/2019
NAV
-0.38
2.16
-14.94
-11.65
 
-7.91
Market
-0.23
2.37
-14.79
-11.55
 
-7.75

Returns are average annualized total returns, except those for periods of less than one year, which are cumulative.  The performance data quoted represents past performance and is not a guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. For most recent month-end performance, please see the monthly performance tab.

Fund Characteristics
 As of: 6/30/2020
30-Day SEC Yield
2.33%

WBIT Top Holdings
 As of: 07/10/2020
Security Name Weightings Shares
ISHARES TR RUSSELL 3000 ETF
VANGUARD INDEX FDS TOTAL STK MKT
SCHWAB STRATEGIC TR US BRD MKT ETF
Cash & Other
36.47%
35.06%
28.04%
0.43%
67,990
75,183
128,151
146,367
Premium/Discount

The chart above shows the difference between the daily price for shares of the Fund and the Fund’s NAV (net asset value). The premium or discount is presented on the vertical axis of the chart and is shown as a percentage of NAV. The number of trading days in the period covered by the chart is indicated on the horizontal axis. The bars in the chart display the number of trading days in which the Fund traded within the premium/discount range shown. The horizontal bar for the range of ≥0.0 up to 0.5 includes the days that the Fund’s daily price matched its NAV (i.e. there was no premium or discount).

Fund Information
 As of: 07/09/2020
NAV Daily Change Fact Sheet Holdings
$16.61
- $0.04
DateAccountStockTickerCUSIPSecurityNameSharesPriceMarketValueWeightingsNetAssetsSharesOutstandingCreationUnitsMoneyMarketFlagIncomeByPosition
07/10/2020WBINJNK78468R622SPDR SER TR BLOOMBERG BRCLYS110,630101.81000011263240.3041.73%26993525.001625000650.00
07/10/2020WBINHYG464288513ISHARES TR IBOXX HI YD ETF136,65282.21000011234160.9241.62%26993525.001625000650.00
07/10/2020WBINANGL92189F437VANECK VECTORS ETF TR FALLEN ANGEL HG145,86428.8900004214010.9615.61%26993525.001625000650.00
07/10/2020WBINCash&OtherCash&OtherCash & Other282,1761.000000282175.781.05%26993525.00162500065Y
Fund Goals

  • Manage risk to capital
  • Seeks current income and long-term capital appreciation

Prices
 As of: 07/09/2020
Shares Outstanding Fund Size ($M) Closing Bid/Ask (Midpoint) Daily Volume Premium/Discount Expense Ratio
1,625,000
26.99
$16.59
3,040
-0.13%
0.77%
Performance Month End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year Since Inception 7/18/2019
NAV
-0.13%
2.41%
-14.77%
 
 
-11.49%
Market
-0.22%
2.22%
-14.82%
 
 
-11.64%
Performance Quarter End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year Since Inception 7/18/2019
NAV
-0.13
2.41
-14.77
 
 
-11.49
Market
-0.22
2.22
-14.82
 
 
-11.64

Returns are average annualized total returns, except those for periods of less than one year, which are cumulative.  The performance data quoted represents past performance and is not a guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. For most recent month-end performance, please see the monthly performance tab.

Fund Characteristics
 As of: 6/30/2020
30-Day SEC Yield
4.89%

WBIN Top Holdings
 As of: 07/10/2020
Security Name Weightings Shares
SPDR SER TR BLOOMBERG BRCLYS
ISHARES TR IBOXX HI YD ETF
VANECK VECTORS ETF TR FALLEN ANGEL HG
Cash & Other
41.73%
41.62%
15.61%
1.05%
110,630
136,652
145,864
282,176
Premium/Discount

The chart above shows the difference between the daily price for shares of the Fund and the Fund’s NAV (net asset value). The premium or discount is presented on the vertical axis of the chart and is shown as a percentage of NAV. The number of trading days in the period covered by the chart is indicated on the horizontal axis. The bars in the chart display the number of trading days in which the Fund traded within the premium/discount range shown. The horizontal bar for the range of ≥0.0 up to 0.5 includes the days that the Fund’s daily price matched its NAV (i.e. there was no premium or discount).

Fund Information
 As of: 07/09/2020
NAV Daily Change Fact Sheet Holdings
$23.79
- $0.05
DateAccountStockTickerCUSIPSecurityNameSharesPriceMarketValueWeightingsNetAssetsSharesOutstandingCreationUnitsMoneyMarketFlagIncomeByPosition
07/10/2020WBIIJNK78468R622SPDR SER TR BLOOMBERG BRCLYS221,484101.81000022549286.0432.68%69002020.002900000580.00
07/10/2020WBIIHYG464288513ISHARES TR IBOXX HI YD ETF273,58382.21000022491258.4332.60%69002020.002900000580.00
07/10/2020WBIIUSHY46435U853ISHARES TR BROAD USD HIGH246,63538.4700009488048.4513.75%69002020.002900000580.00
07/10/2020WBIIANGL92189F437VANECK VECTORS ETF TR FALLEN ANGEL HG292,61328.8900008453589.5712.25%69002020.002900000580.00
07/10/2020WBIIVCIT92206C870VANGUARD SCOTTSDALE FDS INT-TERM CORP56,61195.5100005406916.617.84%69002020.002900000580.00
07/10/2020WBIICash&OtherCash&OtherCash & Other609,2851.000000609285.350.88%69002020.00290000058Y
Fund Goals

  • Manage risk to capital
  • Generate high current yield that helps to promote compounding
  • Seeks to provide attractive returns and long-term growth of capital
  • Typically invests in income-producing debt and equity securities of foreign and domestic companies

Prices
 As of: 07/09/2020
Shares Outstanding Fund Size ($M) Closing Bid/Ask (Midpoint) Daily Volume Premium/Discount Expense Ratio
2,900,000
69.00
$23.77
14,614
-0.10%
1.29%
Performance Month End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
0.10%
3.18%
-5.89%
-2.97%
1.02%
1.17
1.47%
Market
0.10%
3.41%
-5.78%
-2.87%
0.96%
1.15
1.47%
Performance Quarter End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
0.10
3.18
-5.89
-2.97
1.02
1.17
1.47
Market
0.10
3.41
-5.78
-2.87
0.96
1.15
1.47

Returns are average annualized total returns, except those for periods of less than one year, which are cumulative.  The performance data quoted represents past performance and is not a guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. For most recent month-end performance, please see the monthly performance tab.

Fund Characteristics
 As of: 6/30/2020
30-Day SEC Yield
4.59%
WBII Top Holdings
 As of: 07/10/2020
Security Name Weightings Shares
SPDR SER TR BLOOMBERG BRCLYS
ISHARES TR IBOXX HI YD ETF
ISHARES TR BROAD USD HIGH
VANECK VECTORS ETF TR FALLEN ANGEL HG
VANGUARD SCOTTSDALE FDS INT-TERM CORP
Cash & Other
32.68%
32.60%
13.75%
12.25%
7.84%
0.88%
221,484
273,583
246,635
292,613
56,611
609,285
Premium/Discount

The chart above shows the difference between the daily price for shares of the Fund and the Fund’s NAV (net asset value). The premium or discount is presented on the vertical axis of the chart and is shown as a percentage of NAV. The number of trading days in the period covered by the chart is indicated on the horizontal axis. The bars in the chart display the number of trading days in which the Fund traded within the premium/discount range shown. The horizontal bar for the range of ≥0.0 up to 0.5 includes the days that the Fund’s daily price matched its NAV (i.e. there was no premium or discount).

Fund Information
 As of: 07/09/2020
NAV Daily Change Fact Sheet Holdings
$26.98
$0.13
DateAccountStockTickerCUSIPSecurityNameSharesPriceMarketValueWeightingsNetAssetsSharesOutstandingCreationUnitsMoneyMarketFlagIncomeByPosition
07/10/2020WBIEAMZN023135106AMAZON COM INC6843182.6300002176918.925.05%43071571.141596278310.00
07/10/2020WBIEEBAY278642103EBAY INC.36,50859.2200002162003.765.02%43071571.141596278310.00
07/10/2020WBIEGOOGL02079K305ALPHABET INC1,3421518.6600002038041.724.73%43071571.141596278310.00
07/10/2020WBIEAAPL037833100APPLE INC5,308382.7300002031530.844.72%43071571.141596278310.00
07/10/2020WBIEMSFT594918104MICROSOFT CORP9,397214.3200002013965.044.68%43071571.141596278310.00
07/10/2020WBIENVDA67066G104NVIDIA CORPORATION4,780420.3600002009320.804.67%43071571.141596278310.00
07/10/2020WBIEPGR743315103PROGRESSIVE CORP OHIO25,12577.7900001954473.754.54%43071571.141596278310.00
07/10/2020WBIECLX189054109CLOROX CO DEL8,433229.5000001935373.504.49%43071571.141596278310.00
07/10/2020WBIEADBE00724F101ADOBE INC4,029460.8400001856724.364.31%43071571.141596278310.00
07/10/2020WBIESPGI78409V104S&P Global Inc5,252352.7200001852485.444.30%43071571.141596278310.00
07/10/2020WBIETTWO874054109TAKE-TWO INTERACTIVE SOFTWARE COM12,228150.7600001843493.284.28%43071571.141596278310.00
07/10/2020WBIEPG742718109PROCTER AND GAMBLE CO14,827122.4800001816010.964.22%43071571.141596278310.00
07/10/2020WBIELOW548661107LOWES COS INC13,387135.6100001815411.074.21%43071571.141596278310.00
07/10/2020WBIEINTU461202103INTUIT5,779307.9100001779411.894.13%43071571.141596278310.00
07/10/2020WBIEITW452308109ILLINOIS TOOL WKS INC9,686173.2900001678486.943.90%43071571.141596278310.00
07/10/2020WBIEAMGN031162100AMGEN INC6,503251.6600001636544.983.80%43071571.141596278310.00
07/10/2020WBIEV92826C839VISA INC8,458192.2100001625712.183.77%43071571.141596278310.00
07/10/2020WBIETGT87612E106TARGET CORP12,056117.9000001421402.403.30%43071571.141596278310.00
07/10/2020WBIEACNG1151C101ACCENTURE PLC IRELAND6,171219.3100001353362.013.14%43071571.141596278310.00
07/10/2020WBIECTXS177376100CITRIX SYS INC8,471152.6800001293352.283.00%43071571.141596278310.00
07/10/2020WBIEMNST61174X109MONSTER BEVERAGE CORP NEW17,73271.0500001259858.602.93%43071571.141596278310.00
07/10/2020WBIEBBY086516101BEST BUY INC14,60584.9500001240694.752.88%43071571.141596278310.00
07/10/2020WBIEUNP907818108UNION PAC CORP7,234165.9900001200771.662.79%43071571.141596278310.00
07/10/2020WBIECOST22160K105COSTCO WHSL CORP NEW2,645325.540000861053.302.00%43071571.141596278310.00
07/10/2020WBIEJNJ478160104JOHNSON & JOHNSON4,436142.490000632085.641.47%43071571.141596278310.00
07/10/2020WBIECHD171340102CHURCH & DWIGHT INC7,05881.730000576850.341.34%43071571.141596278310.00
07/10/2020WBIELRCX512807108LAM RESEARCH CORP1,562335.760000524457.121.22%43071571.141596278310.00
07/10/2020WBIECash&OtherCash&OtherCash & Other480,9351.000000480934.811.12%43071571.14159627831Y
Fund Goals

  • Manage risk to capital
  • Seeks to provide attractive returns and long-term growth of capital
  • Typically invests in small-, mid- and large-cap securities with improving fundamental growth trends

Prices
 As of: 07/09/2020
Shares Outstanding Fund Size ($M) Closing Bid/Ask (Midpoint) Daily Volume Premium/Discount Expense Ratio
1,596,278
43.07
$26.98
5,165
-0.01%
1.13%
Performance Month End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
-1.98%
2.77%
-6.81%
-1.81%
2.92%
2.03
1.51%
Market
-2.00%
2.82%
-6.49%
-1.73%
2.83%
1.99
1.51%
Performance Quarter End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
-1.98
2.77
-6.81
-1.81
2.92
2.03
1.51
Market
-2.00
2.82
-6.49
-1.73
2.83
1.99
1.51

Returns are average annualized total returns, except those for periods of less than one year, which are cumulative.  The performance data quoted represents past performance and is not a guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. For most recent month-end performance, please see the monthly performance tab.

*Effective October 25, 2019, The Fund’s name and Strategy changed. The Fund was previously named WBI BullBear Rising Income 1000 ETF. Performance prior to October 25, 2019 reflects a large-cap investment strategy. The Fund now intends to invest in small, mid, and large caps.

Fund Characteristics
 As of: 6/30/2020
30-Day SEC Yield
0.00%
WBIE Top Holdings
 As of: 07/10/2020
Security Name Weightings Shares
AMAZON COM INC
EBAY INC.
ALPHABET INC
APPLE INC
MICROSOFT CORP
NVIDIA CORPORATION
PROGRESSIVE CORP OHIO
CLOROX CO DEL
ADOBE INC
S&P Global Inc
5.05%
5.02%
4.73%
4.72%
4.68%
4.67%
4.54%
4.49%
4.31%
4.30%
684
36,508
1,342
5,308
9,397
4,780
25,125
8,433
4,029
5,252
Premium/Discount

The chart above shows the difference between the daily price for shares of the Fund and the Fund’s NAV (net asset value). The premium or discount is presented on the vertical axis of the chart and is shown as a percentage of NAV. The number of trading days in the period covered by the chart is indicated on the horizontal axis. The bars in the chart display the number of trading days in which the Fund traded within the premium/discount range shown. The horizontal bar for the range of ≥0.0 up to 0.5 includes the days that the Fund’s daily price matched its NAV (i.e. there was no premium or discount).

Fund Information
 As of: 07/09/2020
NAV Daily Change Fact Sheet Holdings
$26.45
$0.13
DateAccountStockTickerCUSIPSecurityNameSharesPriceMarketValueWeightingsNetAssetsSharesOutstandingCreationUnitsMoneyMarketFlagIncomeByPosition
07/10/2020WBIFACNG1151C101ACCENTURE PLC IRELAND10,319219.3100002263059.895.22%43338346.701638315320.00
07/10/2020WBIFAMZN023135106AMAZON COM INC6913182.6300002199197.335.07%43338346.701638315320.00
07/10/2020WBIFEBAY278642103EBAY INC.36,61859.2200002168517.965.00%43338346.701638315320.00
07/10/2020WBIFGOOGL02079K305ALPHABET INC1,3561518.6600002059302.964.75%43338346.701638315320.00
07/10/2020WBIFPG742718109PROCTER AND GAMBLE CO16,712122.4800002046885.764.72%43338346.701638315320.00
07/10/2020WBIFNVDA67066G104NVIDIA CORPORATION4,795420.3600002015626.204.65%43338346.701638315320.00
07/10/2020WBIFTTWO874054109TAKE-TWO INTERACTIVE SOFTWARE COM13,122150.7600001978272.724.56%43338346.701638315320.00
07/10/2020WBIFAAPL037833100APPLE INC5,154382.7300001972590.424.55%43338346.701638315320.00
07/10/2020WBIFCLX189054109CLOROX CO DEL8,422229.5000001932849.004.46%43338346.701638315320.00
07/10/2020WBIFITW452308109ILLINOIS TOOL WKS INC10,940173.2900001895792.604.37%43338346.701638315320.00
07/10/2020WBIFSPGI78409V104S&P Global Inc5,305352.7200001871179.604.32%43338346.701638315320.00
07/10/2020WBIFADBE00724F101ADOBE INC4,041460.8400001862254.444.30%43338346.701638315320.00
07/10/2020WBIFMSFT594918104MICROSOFT CORP8,536214.3200001829435.524.22%43338346.701638315320.00
07/10/2020WBIFINTU461202103INTUIT5,888307.9100001812974.084.18%43338346.701638315320.00
07/10/2020WBIFLOW548661107LOWES COS INC13,209135.6100001791272.494.13%43338346.701638315320.00
07/10/2020WBIFAVGO11135F101BROADCOM INC5,469321.5000001758283.504.06%43338346.701638315320.00
07/10/2020WBIFTGT87612E106TARGET CORP13,954117.9000001645176.603.80%43338346.701638315320.00
07/10/2020WBIFAMGN031162100AMGEN INC5,603251.6600001410050.983.25%43338346.701638315320.00
07/10/2020WBIFCTXS177376100CITRIX SYS INC8,512152.6800001299612.163.00%43338346.701638315320.00
07/10/2020WBIFMNST61174X109MONSTER BEVERAGE CORP NEW17,79271.0500001264121.602.92%43338346.701638315320.00
07/10/2020WBIFBBY086516101BEST BUY INC14,67484.9500001246556.302.88%43338346.701638315320.00
07/10/2020WBIFV92826C839VISA INC6,311192.2100001213037.312.80%43338346.701638315320.00
07/10/2020WBIFJNJ478160104JOHNSON & JOHNSON7,552142.4900001076084.482.48%43338346.701638315320.00
07/10/2020WBIFCOST22160K105COSTCO WHSL CORP NEW2,670325.540000869191.802.01%43338346.701638315320.00
07/10/2020WBIFUNP907818108UNION PAC CORP4,839165.990000803225.611.85%43338346.701638315320.00
07/10/2020WBIFPGR743315103PROGRESSIVE CORP OHIO9,29577.790000723058.051.67%43338346.701638315320.00
07/10/2020WBIFCash&OtherCash&OtherCash & Other329,0481.000000329047.860.76%43338346.70163831532Y
Fund Goals

  • Manage risk to capital
  • Seeks to provide attractive returns and long-term growth of capital
  • Typically invests in small-, mid- and large-cap securities with consistent fundamentals and strong value characteristics

Prices
 As of: 07/09/2020
Shares Outstanding Fund Size ($M) Closing Bid/Ask (Midpoint) Daily Volume Premium/Discount Expense Ratio
1,688,315
44.66
$26.44
7,324
-0.07%
1.18%
Performance Month End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
-1.69%
2.15%
-7.91%
-5.33%
0.01%
2.09
1.20%
Market
-1.67%
2.24%
-7.92%
-5.30%
-0.11%
2.03
1.20%
Performance Quarter End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
-1.69
2.15
-7.91
-5.33
0.01
2.09
1.20
Market
-1.67
2.24
-7.92
-5.30
-0.11
2.03
1.20

Returns are average annualized total returns, except those for periods of less than one year, which are cumulative.  The performance data quoted represents past performance and is not a guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. For most recent month-end performance, please see the monthly performance tab.

*Effective October 25, 2019, The Fund’s name and Strategy changed. The Fund was previously named WBI BullBear Value 1000 ETF. Performance prior to October 25, 2019 reflects a large-cap investment strategy. The Fund now intends to invest in small, mid, and large caps.

Fund Characteristics
 As of: 6/30/2020
30-Day SEC Yield
0.14%
WBIF Top Holdings
 As of: 07/10/2020
Security Name Weightings Shares
ACCENTURE PLC IRELAND
AMAZON COM INC
EBAY INC.
ALPHABET INC
PROCTER AND GAMBLE CO
NVIDIA CORPORATION
TAKE-TWO INTERACTIVE SOFTWARE COM
APPLE INC
CLOROX CO DEL
ILLINOIS TOOL WKS INC
5.22%
5.07%
5.00%
4.75%
4.72%
4.65%
4.56%
4.55%
4.46%
4.37%
10,319
691
36,618
1,356
16,712
4,795
13,122
5,154
8,422
10,940
Premium/Discount

The chart above shows the difference between the daily price for shares of the Fund and the Fund’s NAV (net asset value). The premium or discount is presented on the vertical axis of the chart and is shown as a percentage of NAV. The number of trading days in the period covered by the chart is indicated on the horizontal axis. The bars in the chart display the number of trading days in which the Fund traded within the premium/discount range shown. The horizontal bar for the range of ≥0.0 up to 0.5 includes the days that the Fund’s daily price matched its NAV (i.e. there was no premium or discount).

Fund Information
 As of: 07/09/2020
NAV Daily Change Fact Sheet Holdings
$23.25
$0.09
DateAccountStockTickerCUSIPSecurityNameSharesPriceMarketValueWeightingsNetAssetsSharesOutstandingCreationUnitsMoneyMarketFlagIncomeByPosition
07/10/2020WBIGAMZN023135106AMAZON COM INC1,0783182.6300003430875.145.72%59997769.352580183510.00
07/10/2020WBIGEBAY278642103EBAY INC.53,75859.2200003183548.765.31%59997769.352580183510.00
07/10/2020WBIGNVDA67066G104NVIDIA CORPORATION7,038420.3600002958493.684.93%59997769.352580183510.00
07/10/2020WBIGADBE00724F101ADOBE INC6,304460.8400002905135.364.84%59997769.352580183510.00
07/10/2020WBIGGOOGL02079K305ALPHABET INC1,8771518.6600002850524.824.75%59997769.352580183510.00
07/10/2020WBIGPG742718109PROCTER AND GAMBLE CO23,117122.4800002831370.164.72%59997769.352580183510.00
07/10/2020WBIGACNG1151C101ACCENTURE PLC IRELAND12,677219.3100002780192.874.63%59997769.352580183510.00
07/10/2020WBIGAAPL037833100APPLE INC7,116382.7300002723506.684.54%59997769.352580183510.00
07/10/2020WBIGV92826C839VISA INC13,953192.2100002681906.134.47%59997769.352580183510.00
07/10/2020WBIGCLX189054109CLOROX CO DEL11,633229.5000002669773.504.45%59997769.352580183510.00
07/10/2020WBIGINTU461202103INTUIT8,638307.9100002659726.584.43%59997769.352580183510.00
07/10/2020WBIGABBV00287Y109ABBVIE INC26,80797.9400002625477.584.38%59997769.352580183510.00
07/10/2020WBIGITW452308109ILLINOIS TOOL WKS INC15,147173.2900002624823.634.37%59997769.352580183510.00
07/10/2020WBIGAMGN031162100AMGEN INC10,319251.6600002596879.544.33%59997769.352580183510.00
07/10/2020WBIGK487836108KELLOGG CO38,74065.9000002552966.004.26%59997769.352580183510.00
07/10/2020WBIGLOW548661107LOWES COS INC18,359135.6100002489663.994.15%59997769.352580183510.00
07/10/2020WBIGTGT87612E106TARGET CORP20,358117.9000002400208.204.00%59997769.352580183510.00
07/10/2020WBIGSPGI78409V104S&P Global Inc6,485352.7200002287389.203.81%59997769.352580183510.00
07/10/2020WBIGAVGO11135F101BROADCOM INC6,573321.5000002113219.503.52%59997769.352580183510.00
07/10/2020WBIGTTWO874054109TAKE-TWO INTERACTIVE SOFTWARE COM12,019150.7600001811984.443.02%59997769.352580183510.00
07/10/2020WBIGCTXS177376100CITRIX SYS INC11,791152.6800001800249.883.00%59997769.352580183510.00
07/10/2020WBIGBBY086516101BEST BUY INC20,32984.9500001726948.552.88%59997769.352580183510.00
07/10/2020WBIGCOST22160K105COSTCO WHSL CORP NEW3,718325.5400001210357.722.02%59997769.352580183510.00
07/10/2020WBIGJNJ478160104JOHNSON & JOHNSON6,181142.490000880730.691.47%59997769.352580183510.00
07/10/2020WBIGGILD375558103GILEAD SCIENCES INC8,70274.710000650126.421.08%59997769.352580183510.00
07/10/2020WBIGCash&OtherCash&OtherCash & Other546,9811.000000546981.440.91%59997769.35258018351Y
Fund Goals

  • Manage risk to capital
  • Generate an attractive current yield that helps promote compounding
  • Seeks to provide attractive returns and long-term growth of capital
  • Typically invests in small-, mid- and large-cap securities that present themselves as undervalued opportunities with attractive dividend yields

Prices
 As of: 07/09/2020
Shares Outstanding Fund Size ($M) Closing Bid/Ask (Midpoint) Daily Volume Premium/Discount Expense Ratio
2,630,183
61.16
$23.23
12,440
-0.10%
1.04%
Performance Month End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
-1.31%
1.75%
-8.48%
-5.22%
0.84%
0.39
-0.53%
Market
-1.29%
1.86%
-8.07%
-5.07%
0.74%
0.33
-0.54%
Performance Quarter End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
-1.31
1.75
-8.48
-5.22
0.84
0.39
-0.53
Market
-1.29
1.86
-8.07
-5.07
0.74
0.33
-0.54

Returns are average annualized total returns, except those for periods of less than one year, which are cumulative.  The performance data quoted represents past performance and is not a guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. For most recent month-end performance, please see the monthly performance tab.

*Effective October 25, 2019, The Fund’s name and Strategy changed. The Fund was previously named WBI BullBear Yield 1000 ETF. Performance prior to October 25, 2019 reflects a large-cap investment strategy. The Fund now intends to invest in small, mid, and largecaps.

Fund Characteristics
 As of: 6/30/2020
30-Day SEC Yield
0.30%
WBIG Top Holdings
 As of: 07/10/2020
Security Name Weightings Shares
AMAZON COM INC
EBAY INC.
NVIDIA CORPORATION
ADOBE INC
ALPHABET INC
PROCTER AND GAMBLE CO
ACCENTURE PLC IRELAND
APPLE INC
VISA INC
CLOROX CO DEL
5.72%
5.31%
4.93%
4.84%
4.75%
4.72%
4.63%
4.54%
4.47%
4.45%
1,078
53,758
7,038
6,304
1,877
23,117
12,677
7,116
13,953
11,633
Premium/Discount

The chart above shows the difference between the daily price for shares of the Fund and the Fund’s NAV (net asset value). The premium or discount is presented on the vertical axis of the chart and is shown as a percentage of NAV. The number of trading days in the period covered by the chart is indicated on the horizontal axis. The bars in the chart display the number of trading days in which the Fund traded within the premium/discount range shown. The horizontal bar for the range of ≥0.0 up to 0.5 includes the days that the Fund’s daily price matched its NAV (i.e. there was no premium or discount).

Fund Information
 As of: 07/09/2020
NAV Daily Change Fact Sheet Holdings
$26.95
$0.13
DateAccountStockTickerCUSIPSecurityNameSharesPriceMarketValueWeightingsNetAssetsSharesOutstandingCreationUnitsMoneyMarketFlagIncomeByPosition
07/10/2020WBILEBAY278642103EBAY INC.49,00359.2200002901957.665.31%54629716.852027182400.00
07/10/2020WBILAMZN023135106AMAZON COM INC8643182.6300002749792.325.03%54629716.852027182400.00
07/10/2020WBILNVDA67066G104NVIDIA CORPORATION6,416420.3600002697029.764.94%54629716.852027182400.00
07/10/2020WBILGOOGL02079K305ALPHABET INC1,7091518.6600002595389.944.75%54629716.852027182400.00
07/10/2020WBILPG742718109PROCTER AND GAMBLE CO21,094122.4800002583593.124.73%54629716.852027182400.00
07/10/2020WBILADBE00724F101ADOBE INC5,427460.8400002500978.684.58%54629716.852027182400.00
07/10/2020WBILTTWO874054109TAKE-TWO INTERACTIVE SOFTWARE COM16,511150.7600002489198.364.56%54629716.852027182400.00
07/10/2020WBILAAPL037833100APPLE INC6,486382.7300002482386.784.54%54629716.852027182400.00
07/10/2020WBILCLX189054109CLOROX CO DEL10,680229.5000002451060.004.49%54629716.852027182400.00
07/10/2020WBILITW452308109ILLINOIS TOOL WKS INC13,820173.2900002394867.804.38%54629716.852027182400.00
07/10/2020WBILAMGN031162100AMGEN INC9,406251.6600002367113.964.33%54629716.852027182400.00
07/10/2020WBILV92826C839VISA INC12,286192.2100002361492.064.32%54629716.852027182400.00
07/10/2020WBILTGT87612E106TARGET CORP19,729117.9000002326049.104.26%54629716.852027182400.00
07/10/2020WBILMSFT594918104MICROSOFT CORP10,782214.3200002310798.244.23%54629716.852027182400.00
07/10/2020WBILINTU461202103INTUIT7,277307.9100002240661.074.10%54629716.852027182400.00
07/10/2020WBILLOW548661107LOWES COS INC16,484135.6100002235395.244.09%54629716.852027182400.00
07/10/2020WBILSPGI78409V104S&P Global Inc6,283352.7200002216139.764.06%54629716.852027182400.00
07/10/2020WBILMNST61174X109MONSTER BEVERAGE CORP NEW30,53571.0500002169511.753.97%54629716.852027182400.00
07/10/2020WBILAVGO11135F101BROADCOM INC5,999321.5000001928678.503.53%54629716.852027182400.00
07/10/2020WBILJNJ478160104JOHNSON & JOHNSON13,383142.4900001906943.673.49%54629716.852027182400.00
07/10/2020WBILKLAC482480100KLA CORP8,781203.5900001787723.793.27%54629716.852027182400.00
07/10/2020WBILCTXS177376100CITRIX SYS INC10,727152.6800001637798.363.00%54629716.852027182400.00
07/10/2020WBILBBY086516101BEST BUY INC18,49484.9500001571065.302.88%54629716.852027182400.00
07/10/2020WBILCOST22160K105COSTCO WHSL CORP NEW3,329325.5400001083722.661.98%54629716.852027182400.00
07/10/2020WBILCash&OtherCash&OtherCash & Other462,7401.000000462740.410.85%54629716.85202718240Y
07/10/2020WBILCHD171340102CHURCH & DWIGHT INC1,97381.730000161253.290.30%54629716.852027182400.00
Fund Goals

  • Manage risk to capital
  • Seeks to provide attractive returns and long-term growth of capital
  • Typically invests in small-, mid- and large-cap securities with strong measures of financial health and potential for growth.

Prices
 As of: 07/09/2020
Shares Outstanding Fund Size ($M) Closing Bid/Ask (Midpoint) Daily Volume Premium/Discount Expense Ratio
2,077,182
55.98
$26.93
9,340
-0.07%
1.21%
Performance Month End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
-1.12%
3.59%
-4.52%
-3.74%
1.74%
2.46
1.31%
Market
-1.10%
3.62%
-4.37%
-3.69%
1.65%
2.40
1.31%
Performance Quarter End
 As of: 06/30/2020
Name MTD QTD YTD 1 Year 3 Year 5 Year Since Inception 8/25/2014
NAV
-1.12
3.59
-4.52
-3.74
1.74
2.46
1.31
Market
-1.10
3.62
-4.37
-3.69
1.65
2.40
1.31

Returns are average annualized total returns, except those for periods of less than one year, which are cumulative.  The performance data quoted represents past performance and is not a guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. For most recent month-end performance, please see the monthly performance tab.

Effective October 25, 2019, The Fund’s name and Strategy changed. The Fund was previously named WBI BullBear Quality 1000 ETF. Performance prior to October 25, 2019 reflects a large-cap investment strategy. The Fund now intends to invest in small, mid, and large caps.

Fund Characteristics
 As of: 6/30/2020
30-Day SEC Yield
-0.07%
WBIL Top Holdings
 As of: 07/10/2020
Security Name Weightings Shares
EBAY INC.
AMAZON COM INC
NVIDIA CORPORATION
ALPHABET INC
PROCTER AND GAMBLE CO
ADOBE INC
TAKE-TWO INTERACTIVE SOFTWARE COM
APPLE INC
CLOROX CO DEL
ILLINOIS TOOL WKS INC
5.31%
5.03%
4.94%
4.75%
4.73%
4.58%
4.56%
4.54%
4.49%
4.38%
49,003
864
6,416
1,709
21,094
5,427
16,511
6,486
10,680
13,820
Premium/Discount

The chart above shows the difference between the daily price for shares of the Fund and the Fund’s NAV (net asset value). The premium or discount is presented on the vertical axis of the chart and is shown as a percentage of NAV. The number of trading days in the period covered by the chart is indicated on the horizontal axis. The bars in the chart display the number of trading days in which the Fund traded within the premium/discount range shown. The horizontal bar for the range of ≥0.0 up to 0.5 includes the days that the Fund’s daily price matched its NAV (i.e. there was no premium or discount).

Download all holdings data

Market Disruptions Resulting from COVID-19.  The outbreak of COVID-19 has negatively affected the worldwide economy, individual countries, individual companies and the market in general. The future impact of COVID-19 is currently unknown, and it may exacerbate other risks that apply to the Fund.

An investment in the Funds is subject to risk, including the possible loss of principal. There is no guarantee the Advisor’s investment strategy or quantitative models used in the investment strategy will be successful. To the extent that a Fund invests in dividend-paying equities, if stocks held by the Fund reduce or stop paying dividends, the Funds’ ability to generate income may be affected. Small and medium capitalization companies may involve greater volatility and risk than investing in larger and more established companies. Foreign and emerging market securities carry additional risks such as currency fluctuation, economic or financial instability, lack of timely or reliable financial information, or unfavorable political or legal developments.

There are risks specific to WBIN, WBIT, and WBII which can primarily invest in debt securities. During periods of rising interest rates, the market value of the debt securities held by the Fund will generally decline. Credit risk is the risk that an issuer will not make timely payments of principal and interest. The debt securities that are rated below investment grade (i.e., “junk bonds”) are subject to additional risk factors such as increased possibility of default liquidation of the security.

There are risks specific to WBIY and WBIG which focus on high yielding securities. The Funds invest in high yielding stocks, which may be speculative, higher risk investments. It is possible these companies could pay out more than they can support and may reduce or stop paying dividends at any time, which could have a material adverse effect on the companies’ stock price and the Fund’s performance.

WBIF focuses on value securities. Value style investing involves the risk that an investment made in undervalued securities may not appreciate as anticipated or remain undervalued for long periods of time.

WBIY is not actively managed and the Sub-Advisor does not attempt to take defensive positions in declining markets. Unlike many investment companies, the Fund does not utilize an investing strategy that seeks returns in excess of its Underlying Index.

For a full list of investment risks associated with the funds, including but not limited to market risk, portfolio turnover risk, securities business risk, mortgage-backed securities risk, master limited partnership risk, real estate investment trust risk, ETF risk, and trading price risk, please read the prospectus.

Shares are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Owners of the shares may acquire those shares from the Fund and tender those shares for redemption to the Fund in creation units only. Total returns are calculated using the daily 4:00 p.m. EST net asset value (NAV). Market price returns reflect the last trade on a given date where Fund shares are listed. Market price returns do not represent the returns you would receive if you traded shares at other times.